U.S. federal trademark · Serial No. 77786448 · Reg. No. 3752247
Securities compliance consulting services for broker dealers, hedge funds, investment advisors and banks; Consulting services in the field of securities compliance for broker dealers, hedge funds, investment advisors and banks to be in compliance with the SEC, FINRA, NFA, CFTC
Source: USPTO federal trademark records. Informational only, not legal advice. Status and details may lag the live USPTO database.