U.S. federal trademark · Serial No. 85493540 · Reg. No. 4185889
Software as a service (SAAS) services featuring software for compliance review workflow, collection of meta data, acceptance on behalf of the firm, and archival of advertising materials for broker-dealers and registered investment advisors in accordance with SEC and FINRA regulations
Source: USPTO federal trademark records. Informational only, not legal advice. Status and details may lag the live USPTO database.