U.S. federal trademark · Serial No. 79404510 · Reg. No. 8063968
Investment activity in the nature of portfolio management and advising; intermediary broker-dealer activity in the securities market in the nature of brokerage, broker/dealer financial services in the field of securities, underwriting, and placement services; investment consulting services in the securities market; activities contributing to the allocation and distribution of issued securities, namely, transfer-agency services rendered to issuers of investment securities, investment management services in the nature of securities book-building, coordinating and recording investor orders, investment management of subscriptions for securities offerings and stock-transfer and registrar agencies in the field of securities; securities fiduciary management.
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