ASA

Owners

Goods & Services

Membership services, namely, promoting the interests of banks, securities dealers, regional and middle-market securities firms both independent and affiliated with commercial banks, through the on-line dissemination of information to members in the field of legislative and regulatory issues related to finance; Trade association services, namely, promoting the interests of banks, securities dealers, regional and middle-market securities firms both independent and affiliated with commercial banks by providing regulatory, legislative, market practice and business information in the field of U.S. securities markets; Trade association services, namely, promoting the interests of banks, securities dealers, regional and middle-market securities firms both independent and affiliated with commercial banks; Lobbying services, namely, promoting the interests of banks, securities dealers, regional and middle-market securities firms both independent and affiliated with commercial banks in the fields of business, market practice, regulatory and legislative interests of middle market, sell-side, and fixed income dealers; Lobbying services, namely, promoting the interests of banks, securities dealers, regional and middle-market securities firms both independent and affiliated with commercial banks; Conducting business research surveys in the field of financial and industry compensation

Printed instructional, educational, and teaching materials in the field of finance and legislative and regulatory issues relating to the same; Printed materials, namely, written articles in the field of business; Printed material, namely, surveys and survey results in the fields of finance and fixed income investments

Educational services, namely, offering conferences in the fields of finance and securities; Educational services, namely, offering conferences in the field of legislative and regulatory issues related to finance and securities