AST

Owners

Goods & Services

Financial advice and consultancy services, including capital markets; investment advisory services; trust services, namely, investment and trust company services; fund investment consultation; fiduciary representatives; securities brokerage and trading; financial asset management; debt recovery services; financial consulting services, namely, advising others regarding abandoned and unclaimed personal property and real estate; financial services, namely, investment fund transfer and transaction services; management of portfolios of transferable securities; investment management; claims administration services in the field of bankruptcy debts and class action payments, all excluding (i) any pooled investment vehicle or investment company registered, or exempt from registration, under the investment company act of 1940, as amended, and (ii) investment advisory services provided to and/or managing of any pooled investment vehicle or investment company registered, or exempt from registration, under the investment company act of 1940

Business management consulting and business administration services concerning corporate governance, proxy solicitation, commercial information agency services, and shareholder meeting and proxy services; management of telephone call centers for others; financial record-keeping for regulatory compliance purposes and consulting in conjunction therewith; data processing services; document reproduction; business management services, namely, managing office functions in the nature of copying, printing, graphing, filing and mailing for others, all excluding (i) any pooled investment vehicle or investment company registered, or exempt from registration, under the investment company act of 1940, as amended, and (ii) investment advisory services provided to and/or managing of any pooled investment vehicle or investment company registered, or exempt from registration, under the investment company act of 1940

Regulatory compliance and case management consulting services in the fields of corporate governance, proxy solicitation, bankruptcy, class action suits and escheatment