U.S. federal trademark · Serial No. 86217960 · Reg. No. 4875040
Financial consulting and advisory services, namely, investor communications and engagement services rendered to issuers of investment securities, excluding (i) any pooled investment vehicle or investment company registered, or exempt from registration, under the Investment Company Act of 1940, as amended, and (ii) investment advisory services provided to and/or managing of any pooled investment vehicle or investment company registered, or exempt from registration, under the Investment Company Act of 1940
Business consulting and advisory services, namely, providing information and analysis on investors, capital markets, and credit markets to issuers of investment securities, excluding (i) any pooled investment vehicle or investment company registered, or exempt from registration, under the Investment Company Act of 1940, as amended, and (ii) investment advisory services provided to and/or managing of any pooled investment vehicle or investment company registered, or exempt from registration, under the Investment Company Act of 1940
Regulatory compliance consulting in the field of stock ownership, tax, corporate governance, proxy solicitation, and escheatment
Source: USPTO federal trademark records. Informational only, not legal advice. Status and details may lag the live USPTO database.