BNY SMARTSOURCE

Owners

Goods & Services

PROVIDING MIDDLE AND BACK OFFICE ADMINISTRATION OF FINANCIAL MARKET TRADES TO GLOBAL INVESTORS, NAMELY, PROVIDING PORTFOLIO ACCOUNTING SERVICES AND CLIENT REPORTING IN THE NATURE OF PERIODIC STATEMENTS REGARDING CLIENT FINANCIAL PORTFOLIOS AND REPORTS REGARDING CASH AND SECURITIES INVESTMENT PERFORMANCES; ROUTING OF CASH AND SECURITIES ORDERS AND INSTRUCTIONS, AND TRADE SUPPORT SERVICES THEREFOR, NAMELY, TRADE CONFIRMATION AND ALLOCATION, TRADE MATCHING AND AFFIRMATION, AND FAILED TRADE MANAGEMENT; AND PROVIDING INVESTMENT ACCOUNT RECONCILIATION SERVICES, NAMELY, COMPARING TRANSACTIONS, CASH AND SECURITIES POSITIONS TO CUSTODIAL RECORDS TO RESOLVE DISCREPANCIES IN THE INVESTMENT ACCOUNTS OF OTHERS

PROVIDING FINANCIAL PRODUCT CUSTODY SERVICES, NAMELY, RENDERING MUTUAL FUND INVESTMENT SERVICES ON BEHALF OF ASSETS HELD FOR OTHERS