U.S. federal trademark · Serial No. 76064865 · Reg. No. 2657325
Computer software for use by brokers, dealers, and financial service companies to conduct daily reviews and historical analysis of brokers, dealers, and financial service companies as a whole to ensure compliance with applicable laws, rules and regulations, and to evaluate the quality of practice; computer software for use by securities regulators to conducts daily reviews and historical analysis of brokers, dealers, and financial service companies as a whole to ensure compliance their compliance with applicable laws, rules and regulations, and evaluate the quality of practice
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