CHARLES SCHWAB ADVISOR SERVICES

Owners

Goods & Services

Technology consultation services, namely, consulting services for assisting investment advisors in selecting, implementing and adopting technologies, namely, computer hardware and software, for the provision of financial services; Providing temporary use of on-line non-downloadable software tools for performing investment portfolio transactions, trading, accounting, allocation, reporting, downloading financial account data, data management, performing research, and performance and transaction tracking; Providing temporary use of on-line non-downloadable software tools for tracking and comparing performance of financial products and for research information regarding industry, sector and security financial analyses and ratings

Providing news, information, research, and analysis in the fields of business, current business events, namely, federal regulatory and legislative changes, global economic trends and economic outlook, government, namely, economics; Providing an on-line computer database in the fields of business, current business events, namely, federal regulatory and legislative changes, global economic trends and economic outlook. Providing information and analysis in the fields of economics, and business by online means; business consulting services in the fields of human capital, business and strategy planning, marketing and business development, transition services for financial advisors, operations support, and compliance resources

Printed material, namely, leaflets, brochures, and pamphlets in the field of investments

Educational services, namely, conducting seminars, conferences, lectures, classes, symposiums and workshops in the fields of investment, finance, economics, business, financial planning, portfolio management, retirement planning, money management, investment strategy, asset allocation, and practice management and technology; Providing online publications in the nature of email newsletters and web-based materials, namely, web-based newsletter in the fields of investment, finance, economics, business, financial planning, portfolio management, retirement planning, money management, investment strategy, asset allocation, practice management and technology; and entertainment services, namely, providing webcasts in the fields of investment, finance, economics, business, financial planning, portfolio management, retirement planning, money management, investment strategy, asset allocation, practice management and technology

Providing financial and investment information to investors for use in the trading and analysis of investments, finances and financial planning, via a global computer network; providing news in the field of finance and investments for use by investors in the trading and analysis of investments, finances and financial planning, via a global computer network; providing financial and investment research data to investors for use in the trading and analysis of investments, finances and financial planning, via a global computer network; providing databases in the field of finance and investment for use by investors in the trading and analysis of investments, finances and financial planning, via a global computer network; Brokerage services and investment services provided electronically and via global information networks, namely, electronic trading in securities, stocks, bonds, mutual funds, money market funds, commodities, futures, options, and indices of any of them; Brokerage services in the fields of securities, stocks, bonds, mutual funds, managed accounts, structured products, alternative investments, cash products, money market funds, commodities, futures, options, and indices of any of them; Securities brokerage account services namely, an interest bearing feature for cash between investments, access to cash, and margin loans; Banking services; debit card services; Bill payment services; Providing information services in the field of investment accounts; financial administration of retirement plans; Trust services, namely, trust company custody services; Insurance brokerage services; Cash management account services. Fixed income investment services, namely, providing financial trading services and financial information in the field of fixed income investment products; Electronic fund transfer services; Separately managed account and structured financial product services, namely, brokerage of structured products, namely, structured CDs, principal protected notes, buffered notes, return enhanced notes, reverse convertibles, and hedging and monetization strategies for concentrated equity positions; providing financial information and brokerage services relating to third party bank structured investment products, namely, principal protected notes, buffered and leveraged notes, structured certificates of deposit and rate notes; Providing information and financial analysis in the fields of finance, investment, financial planning, and investment strategy; Providing news, information, research, and analysis in the fields of investing, finance, financial planning, and current financial events, namely, macro and microeconomic trends, mergers and acquisitions and bank failures; Providing an on-line computer database in the fields of investing, finance, financial planning, and current financial events, namely, macro and microeconomic trends, mergers and acquisitions and bank failures; Brokerage services in the fields of securities, stocks, bonds, mutual funds, money market funds, commodities, futures, options, and indices of any of them, provided electronically and via global information networks; Providing information and analysis in the fields of finance, investment, financial planning, and investment strategy by online means; Providing on-line computer databases featuring personal financial information about financial portfolio accounts