COMPLIANCENERDOS

Owner

Goods & Services

Downloadable computer application software for mobile phones, tablets, and computers , namely, software for financial and legal regulatory compliance, namely, for analyzing data, evaluating financial transactions, tracking compliance deficiencies and remediation efforts, generating reports, sharing documents, monitoring operational risk, tracking compliance program effectiveness, managing heightened supervision of advisors, documenting compliance violations, managing workflow operations, accessing educational content, and for client case management; Downloadable computer application software for mobile phones, tablets, and computers, namely, software for testing and evaluating financial and securities transactions to ensure financial and securities regulatory compliance; Downloadable computer application software for mobile phones, tablets, and computers, namely, software for electronic storage of documents for document retention; Downloadable computer application software for mobile phones, tablets, and computers, namely, software for analyzing data, evaluating financial transactions, tracking operational deficiencies and remediation efforts, generating reports, sharing documents, monitoring operational risk, tracking compliance program effectiveness, managing heightened supervision of advisors, documenting compliance violations, managing workflow operations, accessing educational content, and for client case management for financial industry regulation compliance; Downloadable computer application software for mobile phones, tablets, and computers, namely, software for evaluation of financial regulatory standards and case management