COMPLIANCEONE

Owners

Goods & Services

Financial management and financial consulting services, namely, compliance in the financial services industries; Compliance consulting services concerning financial requirements for the financial services industries; Providing a database for monitoring and generating reports on financial information for the financial services industries; Providing a web site that assists financial professionals in the management of retirement accounts; Providing a secured access database through which documents and images can be viewed, copied, and printed for purposes of conducting financial transactions

Training of others in the use of computer software for banking, loan and deposit transactions, compliance, disclosure and retirement plans and accounts, and for performing calculations related thereto; Training services in the field of financial management software; Educational services, namely, developing and conducting training courses and distribution of training materials in connection therewith for financial management software as requested by customers; Training services in the field of processing printed, electronic and computer-generated forms and documents used in the financial services industries

Records management services, namely, providing a database for compiling, storing and accessing financial information; Audit support services, namely, review and analysis of a company's sales, as well as the preparation, organization and presentation of the documents and data requested by a government body, and advice on government regulatory processes, policies and strategy for the financial services industries

Computer software for processing mortgage, loan, deposit account, and retirement account applications; computer software that allows user to generate forms relating to loans, saving accounts, checking accounts, health savings accounts, certificates of deposit, and retirement accounts; Electronic database in the fields of documents and images can be viewed, copied, and printed for purposes of conducting financial transactions recorded on computer media; software that assists in compliance validation related to mortgages, loans, deposit accounts, and retirement accounts