CREATING A WORLD OF SMARTER INVESTORS

Owners

Goods & Services

Educational services, namely, conducting classes, seminars, and workshops in the fields of investment, finance, financial planning, portfolio management, retirement planning, money management, investment strategy and asset allocation

Referral services in the field of financial investment

Brokerage services in the fields of securities, stocks, bonds, mutual funds, money market funds, commodities, futures, options, and indices of any of them; investment services in the fields of securities, stocks, money market funds, bonds, mutual funds, commodities, futures, options, and indices of any of them; investment advice in the fields of securities, stocks, bonds, mutual funds, money market funds, commodities, futures, options, and indices of any of them; securities brokerage account services including an interest bearing feature for cash between investments, access to cash and margin loans; debit card services; check writing and bill payment services; variable annuity services; investment account information services; financial investment services in the nature of individual retirement accounts; financial planning services; insurance services, namely brokerage in the field of life insurance; cash management account services; fixed income investment services; payment services and fund transfer services; providing information and analysis in the fields of finance, economics, investment, business, financial planning and investment strategy; providing access to news, information, research, databases, and analysis in the fields of investing, finance, financial planning, business, and economics via a global communication network; providing access to portfolio management services and tools and/or account information via a global communication network; providing access to decision making tools and investment research tools via a global communication network

Printed publications, namely, newsletters, booklets, brochures, workbooks, and guidebooks, in the fields of investing, financial planning, retirement planning, financial portfolio management, and asset management