DMS GOVERNANCE. RISK. COMPLIANCE.

Owners

Goods & Services

Education and training services in the fields of finance, business and law, namely, arranging and conducting colloquiums, conferences, seminars, symposiums, workshops and exhibitions in the fields of finance, business and law

Personnel placement and recruitment, namely, the provision of individuals to act as directors, managers or officers of entities to provide management direction of an entity with which the service provider has no material relationship; business administration, accounting and financial statement preparation services to investment fund vehicles, namely, open and closed ended funds, hedge funds, private equity funds and managed accounts

Legal services, namely, providing advice on multi-national financial laws

Transfer agency services rendered to issuers of investment securities, namely, open and closed ended funds, hedge funds, private equity funds and managed accounts