DOCKSIDE PLATFORMS

Owners

Goods & Services

Financial services, namely, providing financial risk and cash management, analysis, consultancy, advisory services; financial portfolio management services; financial management services; financial analytical services; financial services, namely, providing margin management to institutional clients; financial services, namely, facilitating customized investment services through managed account services, namely, providing analytics to enable clients to manage financial assets, financial portfolios, financial products in the nature of stocks, mutual funds, derivatives, and other assets; risk and treasury management, namely, financial risk and cash management services; automated trading services, namely, providing algorithmic automated securities trading services, automated investment management services, financial instrument hedging, hedging strategies, hedging solutions, currency and commodity hedging using futures, options and other derivatives; financial services, namely, providing an electronic database relating to trade ideas, trade idea validation, and risk management

Software as a service services featuring software for electronically trading securities; software as a service services featuring software for a managed account platform through which investors have access to investment positions attributable to multiple third party investment advisors; software as a service services featuring software for use in investment account management, financial management, financial risk assessment and management, financial planning, investment advising, investment consultancy, investment management, business analysis and financial portfolio construction and management; software as a service services featuring software for analyzing financial data, financial portfolio management, delivering real-time financial data, facilitating comprehensive financial risk management and enabling clients to monitor intraday profit and loss and assess the performance of their managers, cash and margin management, portfolio analytics, and capital allocation analysis