DOCKSIDE PLATFORMS

Owners

Goods & Services

Software as a service services featuring software for a managed account platform through which investors have access to investment positions attributable to multiple third party investment advisors; software as a service services featuring software for use in investment account management, financial management, financial risk assessment and management, financial planning, investment management and financial portfolio construction and management; software as a service services featuring software for analyzing financial data, financial portfolio management, delivering real-time financial data, facilitating comprehensive financial risk management and enabling clients to monitor intraday profit and loss and assess the performance of their managers, cash and margin management, portfolio analytics, and capital allocation analysis

Financial services, namely, providing cash management, analysis and advisory services; financial portfolio management services; financial analytical services; financial services, namely, providing margin management to institutional clients; financial services, namely, facilitating customized investment services through managed account services, namely, providing analytics to enable clients to manage financial portfolios, financial products in the nature of stocks, mutual funds, derivatives, and other assets; risk and treasury management, namely, financial risk and cash management services; automated trading services, namely, providing algorithmic automated securities trading services, financial instrument hedging, hedging solutions, currency and commodity hedging using futures, options and other derivatives; financial services, namely, providing an electronic database relating to risk management