DRAFT

Owners

Goods & Services

Maintaining and recording the ownership of shares, stocks and securities

Telecommunication services, namely, providing e-mail notification alerts via the internet of rating changes that affect financial portfolios

Computer programs and computer software for electronically trading securities

Newsletters, brochures, and magazines in the fields of securities, options, bonds and other financial instruments

Advice relating to investments; Brokerage of shares and other securities; Financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; Financial investment analysis and stock research; Financial portfolio analysis services; Financial portfolio management; Financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, rebalancing, and tax management needs; Information, advisory, consultancy and research services relating to finance and investments