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Owners

Goods & Services

FINANCIAL ASSET, FINANCIAL PORTFOLIO AND INVESTMENT MANAGEMENT SERVICES, NAMELY, CREATING, MANAGING AND ADMINISTERING MUTUAL FUNDS, INVESTMENT FUNDS, THIRD PARTY ASSETS, TAX ASSISTED INVESTMENTS, REAL ESTATE AND RESOURCE ASSETS AND PROPRIETARY ASSETS AND INVESTMENTS; FINANCIAL ADVISORY SERVICES, NAMELY, FINANCIAL PLANNING AND INVESTMENT MANAGEMENT SERVICES; ADMINISTERING LIFE, ACCIDENTAL DEATH AND HEALTH INSURANCE POLICIES; ADMINISTERING BANKING, FINANCIAL AND ESTATE PLANNING SERVICES; CAPITAL MARKETS SERVICES, NAMELY, INVESTMENT BANKING SERVICES AND UNDERWRITING OF THE SALE OF SECURITIES TO THE PUBLIC, PRIVATE PLACEMENTS OF SECURITIES AND INVESTMENT ADVISORY SERVICES RELATED TO MERGERS AND ACQUISITIONS, DIVESTITURES, RESTRUCTURINGS AND STOCK EXCHANGE LISTINGS, INSTITUTIONAL SALES AND TRADING SERVICES, NAMELY, THE SELLING, PURCHASING AND TRADING OF EQUITY AND EQUITY RELATED SECURITIES AND FIXED INCOME SECURITIES; FINANCIAL INVESTMENT RESEARCH SERVICES, NAMELY, THE PREPARATION OF RESEARCH REPORTS AND OPINIONS TO INDIVIDUAL INVESTORS AND INSTITUTIONAL CLIENTS IN CONNECTION WITH INVESTMENT DECISION MAKING, FINANCIAL INVESTMENT AND EXPLORATION SERVICES RELATING TO FINANCIAL INVESTMENT IN OIL, GAS AND MINING RESOURCES; PRIVATE EQUITY INVESTMENT SERVICES AND MERCHANT BANKING SERVICES RELATING TO RESOURCES AND REAL ESTATE; RETAIL BROKERAGE SERVICES