ENGINE NO. 1

Owners

Goods & Services

Investment management services, namely, managing for others investments that allow for stakeholder engagement on environmental, social and governance, labor and regulatory issues; capital investment; investment of funds for others; financial services, namely, providing investment management strategies in the fields of long and short equity, absolute return, low net market exposure, private and public debt, private and public equity, and shareholder activism; financial management for institutional investment portfolios, pension plans, endowments, foundations, high net worth/qualified investors and retail investors; financial research, analysis, forecasting and advisory services; providing financial information relating to shareholder activism, stakeholder value, mergers, acquisitions, and corporate transactions, debt finance, debt trading and debt issuance; financing services, namely, providing incubation, seed-stage and start-up capital investment funding; providing venture capital, development capital, private equity and investment funding