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FINRA CAT

● Live · Registered

U.S. federal trademark · Serial No. 88770817 · Reg. No. 6548362

Mark
FINRA CAT
Status
Registered
Serial Number
88770817
Registration No.
6548362
Filing Date
January 23, 2020
Registration Date
November 2, 2021
Class(es)
Class 035, Class 036, Class 041, Class 042, Class 045

Owners

Financial Industry Regulatory Authority, Inc.
99 · Washington, DC, US
Financial Industry Regulatory Authority, Inc.
99 · Washington D.C, DC, US
Financial Industry Regulatory Authority, Inc.
99 · Washington D.C, DC, US

Goods & Services

Providing an online computer database with information regarding securities transactions; financial services, namely, storing, documenting and providing data relating to securities transactions; providing financial information relating to regulatory compliance in the financial securities industry

Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data

Educational services, namely, providing educational materials in the nature of non-downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data; planning and conducting educational events in the fields of reporting of financial transactions, information security, and definition of financial securities data, and distribution of educational materials in the nature of printed and downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data in connection therewith

Business services, namely, maintaining a consolidated database of securities transactions; business management services relating to computer technologies, business automation, and customer support services; interactive record-keeping services for use in regulatory compliance by governmental and non-governmental professionals in the field of financial securities

Providing information relating to regulatory compliance in the financial securities industry

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Source: USPTO federal trademark records. Informational only, not legal advice. Status and details may lag the live USPTO database.