FINRA DOESN'T HAVE TO BE AN F-WORD

Owner

Goods & Services

Attorney services, namely, representation of clients in financial services regulatory, litigation and enforcement matters; Legal advisory services in the field of regulatory counseling and litigation defense for securities broker/dealers, registered investment advisors, and individual financial advisors; Litigation services; all of the foregoing expressly excluding providing arbitration, mediation, or dispute-resolution services, including serving as an arbitrator, mediator, arbitration administrator, or dispute-resolution forum; and further excluding providing a website featuring regulatory compliance information, searchable databases, or online portal services in the nature of FINRA compliance tools