FIRSTSOUTHWEST

Owners

Goods & Services

Financial services, namely, public and corporate finance investment banking services; public entity financial advisory services; securities brokerage, securities dealing for others, securities financing services; providing clearing and settlement services for securities; providing securities trading and securities underwriting services for others; financial, treasury and investment analysis, consultation and management services; financial portfolio management services; creating structured financial vehicles for others; mutual fund investment services; investment fund management and administration; financial investment services in the fields of securities trading; financial asset management, namely, private asset management; financial planning services; financial advisory services; administration and valuation of financial investments; securities arbitrage compliance services; financial services in the nature of continuing disclosure services in the field of securities; securities lending services