GO PUBLIC WITH THE BUY-SIDE

Owners

Goods & Services

Financial services, namely, investment advisory, investment management, financial asset management, financial portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services; all the aforesaid services also available via the Internet or a similar electronic network; financial and investment services, namely, investment advisory and investment management and brokerage of securities, hedge fund investment, private equity fund investment, wrap fee programs, namely, bundled investment management and brokerage services, financial services, namely, a total portfolio offering for high net worth clients consisting of separate accounts for equity and fixed income investments, variable annuity programs, namely, investment management of and distribution of annuities, stocks brokerage, bonds brokerage, commodities brokerage, financial derivatives brokerage and debt investment; financial services, namely, financial research, analysis, consultation, and information services; financial services, namely, investment fund transfer and transaction services; management and investment of funds and assets of others; capital investment services; financial services, namely, mutual fund advisory and investment management services, mutual fund distribution services, mutual fund underwriting and administration services, and variable annuities investment services; maintaining assets and securities for others in the nature of financial management, and confirming and tracking financial transactions for others; insurance investment services, namely, providing an investment option available for insurance-linked securities products; financial trust and estate planning and management services; financial planning for retirement; real estate investment and real estate investment trust advisory and management services