HELPING INVESTORS SUCCEED

Owner

Goods & Services

Educational services in the field of economics, financial planning and investment strategies; educational services, namely, conducting classes, conferences and workshops in the field of investment planning, retirement planning, investment strategies and financial planning strategies; conducting seminars in the field of estate and retirement planning

Mutual find management services; brokerage and distribution of mutual fund shares; investment management and consultation services; financial planning services, investment and trust company services, namely, accepting deposits, withdrawals and the borrowing of funds; investment and deposits on behalf of individuals and corporate investors; securities, commodity and investment advisory services; insurance services; securities brokerage services, stock brokerage services; mortgage brokerage services; underwriting services, namely, underwriting of securities; securities, bond, debenture and stock trading in futures exchange services; transfer agency services for mutual funds, namely, electronic transfer of funds; investment advice and analysis; mortgage and loan company services, namely, mortgage banking services, namely, origination, acquisition, servicing, securitization and brokerage of mortgage loans; trust company services; financial and retirement investment planning and advisory services; financial sponsorship of cultural events for others, namely, theatrical, film, music, and dance performances and festivals, art and museum exhibitions; financial sponsorship of film festivals and live musical performances for others; charitable fund raising services, namely, raising funds for sponsorship; financial sponsorship of research and education relating to preservation of endangered animal species