IAA

Owners

Goods & Services

Publications, namely, membership rosters, membership directories, newsletters, booklets, brochures, reports, manuals, and compliance and regulatory materials in the fields of of information of interest to investment advisers

Education services, namely, providing live and on-line conferences, workshops, meetings, seminars, lectures and continuing education programs for the investment adviser industry in the field of regulatory compliance, management of securities portfolios, technology, law, regulatory matters, business, company operations and management and distributing course materials in connection therewith; Providing on-line non-downloadable articles in the field of news to the investment adviser industry regarding business, company operations and business management

Downloadable electronic publications in the nature of membership rosters, membership directories, newsletters, booklets, brochures, reports, manuals, and compliance and regulatory materials in the field of information of interest to investment advisers

Association services, namely, promoting the interests of federally registered investment advisers; Lobbying services, namely, promoting the interests of federally registered investment advisers in the fields of legislation and regulation

Regulatory compliance consulting in the field of the investment adviser industry; Reviewing standards and practices to assure compliance with investment adviser laws and regulations; Tracking and monitoring regulatory requirements in the field of the investment adviser industry for regulatory compliance purposes