SECURITIES BROKERAGE AND INVESTMENT ADVISORY SERVICES, NAMELY, SERVICE S IN THE NATURE OF EXECUTING PURCHASES AND SALES OF SECURITIES, INCLUD ING EQUITY AND DEBT SECURITIES AND SHARES OF REGISTERED OPEN-END MANAG EMENT COMPANIES (INCLUDING MONEY MARKET FUNDS), AND OF PROVIDING UNIFO RM INVESTMENT ADVICE AND RECOMMENDATIONS, AND OF OFFERING A PORTIFOLIO MANGEMENT SERVICE, TO THE GENERAL PUBLIC

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