N NATIONAL BANK OF CANADA FINANCIAL MARKETS

Owners

Goods & Services

Corporate banking and finance services, namely, corporate financial consulting services in the field of asset sales and capital structure; Investment advisory services related to merger and acquisition, capital raising, divestitures, unsolicited bid and unsolicited bid defense; Financial restructuring services; Financial risk management relating to corporate financial risk management and financial derivatives, interest rate products, foreign currency exchange, equities, commodities, credit, real estate, cross asset and structured products; Financial services, namely, trading of financial instruments including equity and equity related securities, dealing in securities as a market maker and in trading in fixed income securities, commodities, foreign currency exchange, options and other derivative products; Financial investment advisory and consultancy services; Financial portfolio management services; Financial management services; [Pension fund, mutual fund and hedge fund investment services; and Investment management and business equity research services]