OYSTER

Owners

Goods & Services

Software for securities and financial services compliance and risk assessment, namely, implementation and management of policies and procedures, and auditing, tracking and reporting of compliance for governance, regulatory and internal policy compliance, and risk assessment; Software to match financial advisors and wealth managers to securities broker dealers

Consulting services, namely, business auditing for the securities and financial industry; business management consultancy for the securities and financial industry, namely, implementation of policies and procedures that are part of strategy plans; database management consulting services for tracking and reporting of compliance governance, regulatory and internal policy compliance for the securities and financial services industry

Financial risk management consultation