PLANNING ASSOCIATES

Owners

Goods & Services

Advice relating to investments; Agencies for brokerage of securities trading in overseas securities markets and of transactions on commission of overseas market securities futures; Agencies in the field of bonds and other securities; Agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; Automated securities brokerage; Brokerage of shares and other securities; Brokerage of shares or stocks and other securities; Capital investment consultation; Commodity investment advice; Electronic financial service for the purchase of savings bonds; Equity capital investment; Establishing mutual funds for others; Estate planning; Financial analysis and consultation; Financial consultation; Financial forecasting; Financial investment in the field of securities; Financial planning; Financial planning consultation; Financial portfolio management; Financial research; Financial services in the nature of an investment security; Financial services, namely assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial services, namely, investment fund transfer and transaction services; Fund investment consultation; Funds investment; Investment advice; Investment brokerage; Investment consultation; Investment management; Investment management of and distribution of variable annuities; Investment of funds for others; Investment services, namely asset acquisition, consultation, development and management services; Management of a capital investment fund; Management of portfolios comprising securities; Management of portfolios of transferable securities; Mutual fund brokerage; Mutual fund investment; Providing stock market information; Providing stock/securities market information; Security brokerage

Advertising services for promoting the brokerage of stocks and other securities; Analyzing and compiling data for measuring the performance of financial markets; Directing orders for securities trades by means of computer software which automatically directs trades to the best location for executing such orders; Share registration services namely registering the ownership of stocks and bonds