RBC INVESTOR & TREASURY SERVICES

Owners

Goods & Services

Shareholder services in the nature of providing a range of services, namely, registrar and transfer agent services for securities investments in the nature of recording and registering the transfer of stocks, shares, and securities, clearing trades in stocks, shares, and securities and processing fee payment; shareholder record-keeping services; preparation of tax slips and financial reports for distributors and shareholders; providing virtual on-line office support services to asset managers and distributors for electronic order processing and confirmation for others, trailer fee calculation, financial custody and account management support related to the transfer of stocks, shares, and securities, maintaining records of settlements for transfers of stocks, shares and securities, financial record-keeping for regulatory compliance purposes; financial record keeping, namely, investment compliance reporting for regulatory compliance purposes

Financial services for financial and other institutional investors, namely, global custody services, namely, maintaining possession of financial assets for others for financial management purposes for financial and institutional investors; fund administration, namely, administration of a capital investment fund for financial and institutional investors; securities brokerage services, namely, securities borrowing and lending services; clearing and reconciling financial transactions via a global computer network; investment analytics, namely, financial investment analysis and stock research; financial management in the nature of treasury management services; cash management services; foreign exchange trading and brokerage services; financial custodial services, namely, maintaining possession of financial assets for others for financial management purposes and pension services, namely, financial administration of employee pension plans; services in the nature of administration of financial assets in the nature of securities, namely, custody and settlement, securities administration, financial reporting, global securities lending; financial administration of pooled funds and pension funds; transaction banking services for financial institutions, namely, processing electronic banking transactions