REGULATORY COMPLIANCE ASSOCIATION

Owner

Goods & Services

Association services, namely, promoting the interests and objectives of its members which are compliance, operations, technology, and risk management professionals, securities firms, banks, asset managers and for other financial market participants

Printed matter, namely books, journals, newsletters, database reports and brochures for regulatory compliance, operations, technology, and risk management professionals, securities firms, banks, asset managers and for other financial market participants

Financial and regulatory compliance information provided by electronic means to compliance, operations, technology, and risk management professionals, securities firms, banks, asset managers and for other financial market participants

Educational services, namely, conducting conferences, programs and courses of study in the field of regulatory compliance, operational risk management and governance; Accreditation services, namely, setting and providing standards for regulatory compliance, operational risk management and governance for the purpose of accreditation