RIVERNORTH

Owners

Goods & Services

Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research and analysis in the field of investments and finance; Investment services, advice and management in the fields of financial securities, stocks, bonds, money market funds, mutual funds, commodities, futures, stock options and indices of financial resources; Closed-end mutual fund services, namely, providing trading strategy, broker dealer services, arbitrage services, quantitative and qualitative trading strategy and trading of closed-end mutual funds; Financial advisory and consultancy services, namely, management of exchange traded funds (ETFs); Providing financial assessment services to investors of exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial information services to investors of exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial services, namely, investment advice, investment management, investment consultation and investment of funds for others of Exchange Traded Funds (ETFs) for institutional investors and individuals; Exchange Traded Funds (ETFs) investment; Financial services, namely, financial asset management services, financial investment and management of units or shares of UCITS (Undertaking for Collective Investment in Transferable Securities), financial management and investment services for portfolios of transferable securities; Financial services, namely, operation and management of UCITs and investment companies structured as exchange traded funds; Creation, management and selection of financial products of UCITS (Undertakings for Collective Investments in Transferable Securities), namely, financial management and investment management; financial market research relating to investment and management of securities