ROCKFLEET FINANCIAL SERVICES, INC.

Owners

Goods & Services

Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; Financial services, namely, business fundraising for others; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, raising debt and equity capital for others; Financial services, namely, wealth management services; Financial advice and consultancy services; Financial advisory services; Financial advisory and consultancy services; Financial advisory and consultancy services, namely, the creation of personalized strategies to achieve financial independence; Financial analysis and research services; Financial consultancy services; Financial consulting services, namely, expert analysis in finance; Financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; Financial information and advisory services; Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Financial investment brokerage services; Financial planning and investment advisory services; Financial portfolio analysis services; Financial retirement plan consulting services; Broker-dealer financial services in the field of municipal bonds; Broker-dealer financial services in the field of publicly traded equity securities; Broker-dealer financial services in the field of publicly trade corporate debt securities; Information, advisory, consultancy and financial research services relating to finance and investments; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Providing financial advisory services; Strategic financial advisory services; Strategic corporate financial advisory services