SCHWAB PERSONAL CONNECTION

Owners

Goods & Services

Financial advisory services relating to employee retirement plans, namely, providing information regarding retirement plans accounts to employee retirement plan participants, on behalf of employee retirement plan sponsors; providing information in the field of financial planning for retirement delivered by emails directly to retirement plan participants, on behalf of employee retirement plan sponsors

Educational services, namely, providing on-line newsletters and non-downloadable publications in the nature of articles and brochures in the field of retirement planning delivered by emails directly to retirement plan participants, on behalf of employee retirement plan sponsors; educational services, namely, conducting workshops on behalf of employee retirement plan sponsors to educate retirement plan participants in the field of retirement planning

Providing a secured-access website featuring technology that gives employee retirement plan sponsors the ability to download documents in the field of retirement planning for the purpose of distributing such content to employee retirement plan participants