SIMPLYRIA

Owner

Goods & Services

International Class 35 – Business and Operational Consulting Services Business consulting services for independent financial professionals and registered investment adviser (RIA) firms; business management and advisory services relating to establishing, structuring, operating, and scaling independent investment-advisory practices; consulting in the field of business organization and management of financial-advisory firms; advisory services relating to business transitions from broker-dealer or hybrid models to independent RIA structures; consulting services in the field of selection and integration of business technologies, namely customer-relationship-management (CRM) software, portfolio-management systems, billing and reporting platforms, and compliance-management tools; consulting regarding fee-structure design, operational workflow, vendor evaluation, and client-service-model development; business succession and continuity planning for advisory practices; consulting in the field of human-capital management and staff supervision for investment-advisory firms; providing business information and strategic planning in the nature of growth strategy, brand development, and market positioning for financial-advisory professionals; consulting services featuring advisor-transition programs that assist practitioners in launching, operating, and expanding advisory firms under an affiliate registered-investment-adviser platform; business consulting relating to retirement transitions and valuation of advisory practices; and providing business networking and collaboration opportunities for investment-advisory professionals through educational and consulting programs.