U.S. federal trademark · Serial No. 97088286
Software as a service (SAAS) services featuring software for automating the licensing and registration process and reduce risk to meet compliance standards in the field of risk management compliance; Software as a service (SAAS) services featuring software for managing representative credentials to ensure compliance with SEC and FINRA compliance regulations; Software as a service (SAAS) services featuring software for managing company representatives' credentials and ensure compliance with SEC and FINRA registration deadlines
Source: USPTO federal trademark records. Informational only, not legal advice. Status and details may lag the live USPTO database.