SMBC AM

Owners

Goods & Services

Financial affairs, namely, financial management and analysis services in relation to investment, venture capital and venture investments; monetary affairs in the nature of financial management and analysis services in relation to investment, asset and wealth management, investment banking and venture capitals; financial services, namely, financial management and analysis services in relation to investment, asset and wealth management, investment banking and venture capitals; management of investments for clients; stockbroking and brokerage of shares services; financial analysis, forecasting, planning, advice, research and reporting services in relation to investment, investment banking and venture capitals; financial valuations in relation to investment, investment banking and venture capitals; financial consultations in relation to investment, investment banking and venture capitals; financial asset management; financial portfolio management in relation to investment, investment banking and venture capitals; personal equity plans, namely, providing private equity fund investment services; investment of funds and trust company services for unit trusts; valuation services, namely, fiscal valuation, and financial valuations in relation to investment, investment banking and venture capitals; investment services, namely, asset and investment acquisition, consultation, advisory and development; fund management services, namely, management of private equity funds; fund transfer services, namely, electronic transfer of funds; trust services, namely, financial trust operations; trustee services; trusteeship representative services; investment services, namely, asset acquisition, consultation, development and management services; investment management services; information, consultancy and advisory services concerning or relating to all of the foregoing services.