SMBC PRIVATE MARKETS

Owner

Goods & Services

Buying and selling of securities; trading of securities index futures; trading of securities options; trading of overseas market securities futures; agencies for brokerage of securities, securities index futures, securities options, and overseas market securities futures; agencies for brokerage of securities, securities index futures and securities options in domestic markets; agencies providing brokerage services for commission-based trading in domestic securities markets, securities index futures, and securities options entrusted to agents; on-commission trading in domestic markets of securities, securities index futures and securities options, provided by brokerage agencies; agencies for brokerage of securities, securities index futures in overseas markets; agencies providing brokerage services for commission-based trading in overseas securities markets, securities index futures, and securities options entrusted to agents; on-commission trading in overseas markets of securities, securities index futures and securities options, provided by brokerage agencies; agencies for brokerage of forward agreement of securities, for forward agreement of securities index futures, for forward agreement of securities options, spot and forward transaction of securities index futures; brokerage for securities liquidation; securities underwriting; securities offering; brokerage services relating to securities subscription or offering; stock exchange quotations; capital investment; consulting services and providing information relating to capital investment; funds management and operation; funds investment services; establishing funds; funds underwriting.

Educational and instruction services relating to arts, crafts, sports or general knowledge; arranging, conducting and organization of seminars.