U.S. federal trademark · Serial No. 87482218 · Reg. No. 5662295
Association services, namely, promoting the interests of securities transfer agents; providing business information in the field of regulatory, compliance, and legislative issues affecting securities transfer agent members as it relates to business and how the issues affect the business; public advocacy services to address and promote awareness of issues relating to securities transfer agents; business networking for securities transfer agent professionals
Educational services, namely, arranging and conducting conferences, workshops, webinars, and meetings in the fields of regulation and compliance to the transfer agent industry for securities transfer agent members; providing on-line newsletters in the field of regulatory and compliance issues for securities transfer agent members; publishing of printed matter in the nature of guidelines of industry standards and norms for processing transfers for securities transfer agent members including in electronic or digital form
Providing information about regulatory compliance with government regulations, federal regulations, and state regulations affecting the securities transfer agent industry; representation of securities transfer agent members before government bodies and agencies for matters involving SEC regulations in the nature of the SEC transfer agent rules, and state unclaimed property regulations
Downloadable electronic publications in the nature of white papers in the field of regulatory and compliance issues for the securities transfer agent industry
[Newsletters in the field of regulatory and compliance issues for securities transfer agent members; printed education materials in the field of regulatory and compliance issues for securities transfer agent members; publications in the nature of printed white papers in the field of regulatory and compliance issues for the securities transfer agent industry]
Source: USPTO federal trademark records. Informational only, not legal advice. Status and details may lag the live USPTO database.