STARCOMPLIANCE

Owners

Goods & Services

Providing temporary use of on-line non-downloadable computer software to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing personal trading by employees and affiliated individuals, by enabling electronic transmission of position holdings, preclearances and reconciliations with rules, notifications, and reports, over internal computer networks and/or the Internet; and Providing an on-line computer database in the field of compliance with securities laws and regulations, to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing personal trading by employees and affiliated individuals, featuring information regarding position holdings, preclearances and reconciliations with rules, notifications, and reports, over internal computer networks and/or the Internet, in Class 42

Class 009 for computer software to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing personal trading by employees and affiliated individuals, by enabling electronic transmission of position holdings, preclearances and reconciliations with rules, notifications and reports, over internal computer networks and/or the Internet, in Class 9