U.S. federal trademark · Serial No. 99569111
Investment advisory services for individual high-net-worth clients, namely, personalized wealth management, financial planning, investment planning, securities-based investment advice, and investment management, all provided by an investment adviser registered with applicable federal or state securities regulators; financial consultation services for individuals regarding asset allocation and portfolio construction; all of the foregoing services excluding (i) investment advisory services provided to private equity funds, hedge funds, venture capital funds, or other pooled investment vehicles primarily for institutional limited partners, (ii) investment management of energy, oil and gas, or natural resources assets or funds, (iii) capital investment services or proprietary investment of firm capital, and (iv) investment banking services.
Source: USPTO federal trademark records. Informational only, not legal advice. Status and details may lag the live USPTO database.