TITAN REGULATION & ADVISORY

Owner

Goods & Services

Financial management and financial consulting services, namely, compliance in the financial services industries; Compliance consulting services concerning financial requirements for the financial services industries

Regulatory compliance consulting in the field of US Securities and Exchange Commission (SEC) and US Commodities Futures Trading Commission (CFTC) regulations; regulatory compliance consulting in the fields of broker-dealer compliance in accordance with SEC, FINRA, and CFTC rule and regulation; public document filing services; compliance program design, implementation, and administration in the field of securities and financial services

Business operational consulting in the field of U.S. Securities and Exchange Commission (SEC) and U.S. Commodities Futures Trading Commission (CFTC) regulatory compliance; preparation and filing of financial statements and documents with the Securities and Exchange Commission (SEC) and Commodities Futures Trading Commission (CFTC)