U.S. federal trademark · Serial No. 98376925 · Reg. No. 7718895
Business consulting services in relation to database management, job and workflow management, regulatory compliance and filing management, and data retention management; Business consulting services, namely, consulting on business management aspects of regulatory compliance for companies in the investment management industry; Financial recordkeeping for regulatory compliance purposes; Business consultation in the fields of federal securities regulations, investment advisory and investment company compliance activities; Business administration services, namely, the compilation, preparation, maintenance, and filing of federal securities regulatory documentation
Software as a service (saas) services featuring cloud-based software for use by asset managers and financial institutions to aid in financial asset reporting, regulatory compliance consulting and testing, and financial portfolio compliance management; Design and development of computer hardware and software
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