U.S. federal trademark · Serial No. 75448231 · Reg. No. 2564836
PROVIDING INVESTMENT ADVISORY SERVICES AS A REGISTERED INVESTMENT ADVISER UNDER THE INVESTMENT ADVISORS ACT OF 1940, AS AMENDED, AND PROVIDING BROKER/DEALER SERVICES, AS A REGISTERED BROKER/DEALER AND NASD MEMBER FIRM, TO RETAIL AND INSTITUTIONAL CUSTOMERS, AND EXCLUDING ORGANIZING AND OFFERING INTERESTS IN PRIVATE EQUITY FUNDS FOR VERY HIGH NET WORTH INDIVIDUALS AND INSTITUTIONS AND PROVIDING INVESTMENT BANKING AND MANAGEMENT ADVISORY SERVICES TO SUCH FUNDS AND THE COMPANIES THEY INVEST IN
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