WB

Owner

Goods & Services

Financial services, namely, asset management services, institutional and retail brokerage services, investment banking services, private capital services, financial and securities brokerage services, financial planning and consultation, financial research services, investment consulting, investment counseling, wealth management services, private equity and venture capital investment and management services, and financial advisory services; providing a website for investors to access financial information, namely financial news, market data, historical price quotations, market quotes, financial research, and password protected investment account information

Providing temporary use of non-downloadable software for customer relationship management (CRM), investor relationship management, and client reporting; providing temporary use of non-downloadable software for investment advisory services, investment portfolio research and analysis, investment portfolio accounting, investment performance tracking, and investment portfolio management; providing temporary use of non-downloadable software for client reporting and client communications via a secure web portal

Downloadable mobile applications for investment advisory services, investment portfolio research and analysis, investment portfolio accounting, reviewing account information and documents, investment performance tracking, and investment portfolio management

Publications, namely, newsletters, pamphlets, magazines, and booklets published periodically related to matters of securities, economics, financial markets, investment research, financial analysis, investment strategies, wealth management, and brokerage services; printed financial publications, namely newsletters, pamphlets, magazines, and reports featuring economic commentary, market insights, industry research, and financial advisory content

Business consulting and advisory services relating to corporate strategy, business development, mergers and acquisitions, and organizational growth; business research and market analysis services; preparing business reports and industry analyses; providing business information relating to companies, markets, and economic trends; business management consulting in the fields of financial strategy, corporate finance, and investment readiness; business advisory services for corporate transactions, namely, business due diligence, business valuations, and strategic planning; providing an online portal featuring business and market research information for institutional investors and corporate clients