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Owners

Goods & Services

Financial advice and financial management services; investment of funds for others; financial planning; investment advisory services; financial asset management services; research services, namely, conducting research related to financial information, financial investment information, the performance of financial investment vehicles, and financial market data; insurance brokerage, information, and consultancy; brokerage and broker-dealer financial services in the field of securities, stocks, bonds, mutual funds, and over-the-counter markets; financial trust planning and operations; estate planning; outsource service provider in the field of financial advisory services; real estate consultation

Regulatory compliance consultancy in the field of finance

Business consulting services; business succession planning; business management of registered investment advisor offices and brokers on an outsourcing basis; business advice and information relating to finance and capital; business assistance, advisory services, and consultancy in the fields of budgeting, bookkeeping, preparation and filing of forms, bill paying, organizing and processing paperwork, development of plans to achieve goals; tax and taxation planning, advice, information, and consultancy services; business administration and office work; digital marketing services; consulting services in the field of digital marketing; bookkeeping; outsource service provider in the field of business operation and management of registered investment advisor offices and brokers

Technology services, namely, providing online non-downloadable proprietary computer software for use in the field of financial investment advisory and brokerage services, namely, for managing, analyzing, tracking, organizing and/or structuring investments and information related to investments and to the performance of investment vehicles, and for use in providing access to online investment information; platform as a service (PAAS) featuring a multi-functional computer software platform for providing access to documents, information, data, technology services and content related to financial and investment products and services, investment related trends, and advisor information for purposes of analyzing, tracking, and targeting investment advisor data, advisor investment behavior, client demographic information, investment strategies, investment reports, and third party data to enable users to market, promote, manage, analyze, track, organize, supervise, target, and structure marketing related sales campaigns; computer technology support services, namely, help desk services; computer technology consultancy; providing an Internet website portal featuring a multi-functional online non-downloadable computer software platform for providing online information in the fields of financial and investment services, including financial planning, investment brokerage, providing investment advice, investment management and investment compliance services, for purposes of planning, executing, managing, analyzing, tracking, organizing, supervising, surveilling and structuring investments and investment strategies